The Double Standard of Care in Anesthesia: Law Med Blog Page- Click Here For Expanded Discussion OnOur Dedicated Anesthesia Standard of Care Page!

 

Standards of care and the ASA medical direction statement.

AANA Journal/April 2004/Vol. 72, No. 2

Gene A. Blumenreich, JD

It should come as no surprise that malpractice attorneys are among the many people who do not understand what nurse anesthetists do or what their capabilities are. Recently, a newsletter directed to both anesthesia providers and lawyers, quoted several malpractice attorneys who were under the impression that the American Society of Anesthesiologists (ASA) Statement on the Anesthesia Care Team was a standard of care and that hospitals employed CRNAs only to save money.1 When the makers of one brand of a soft drink say it tastes better than the others (or it opens the door to a fuller life or whatever), the public judges the statement with some skepticism and feels no hesitation in buying the other brands. But in health care, the public has been conditioned to believe that medicine is based on scientific principles. It assumes that when physicians make statements, they are based on scientific principles. Of course, there is no science behind the ASA Statement on the Anesthesia Care Team. Nonetheless, the Statement does not get the same scrutiny because of the respect the public gives to physicians. More......

ASA vs. AANA Practice Guidelines
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Here are three "position statements" issued by the American Society of Anesthesiologists which are easily confused by Insurance Companies, Risk Managers and Attorneys as being Standards of Care. They are not. The facts listed under them states the reality which renders the statement nothing more than an opinion.

 

Fact: 65% of rural hospitals are served by CRNAs alone. They would have to close their operating rooms if this really was a "Standard".

ASA Qualifications of Office Anesthesia Providers

Fact: The majority of office anesthetics are safely delivered by CRNAs alone.

ASA Statement on Regional Anesthesia

Fact: CRNAs administer all Regional Anesthetics, including spinal and epidural, regardless of the presence of an Anesthesiologists.

These three examples show the difficulties in using a single source, no matter how authoritative they might seem, as a final determinant of what constitutes a standard. In these three examples, the ASA practice guidelines are inconsistent with state nurse practice laws and actually have the effect of putting the anesthesiologist at risk for litigation. Yet lawyers, insurance companies, risk managers and "experts" often use them as a benchmark for the practice of anesthesia by nurse anesthetists, much to their own peril. Recently, a case in Maryland illustrated the pitfalls the ASA has created for their own members.

Dr. Bernstein and the Maryland Board of Physicians

Depending on who is asking the question of what constitutes a standard of care, and further depending on who replies, a standard of care is a fluid thing, with the standard for some things becoming more difficult to identify than others.


The practice of anesthesia is a unique example. The basic issues regarding monitoring, procedures and various technical aspects of the delivery of anesthesia are much agreed upon when it comes to a "standard" within the community of anesthesia providers. Fiercely disputed however, is who should practice that standard and when. No where else in medicine does state law determine a standard of care more than in the practice of anesthesia. And nowhere else in medicine is state law ignored as much as possible in a fight aimed at creating separate standards of care for the same health care. As shown in the documents linked above, the ASA and the AANA have very different ideas regarding who may execute the fundamentally agreed upon treatment standards. This has created a battle not over the right or wrong way anesthesia procedures should technically be done, but rather over who may do them. This in spite of a 100 year history of Nurse Anesthetists and Physician Anesthesiologists safely administering anesthesia, and even creating a model of safety that is the envy of every medical and nursing specialty.


Dr. Steven Bernstein, a John's Hopkins trained anesthesiologist was recently brought before the Maryland Board of Physicians following a complaint from the physician son of a patient. The complainants' elderly mother underwent surgery after fracturing her hip. Dr. Bernstein was on duty in the department of anesthesia along with two nurse anesthetists. There were two procedures being done simultaneously, the hip fracture an an appendectomy. Dr. Bernstein did the appendectomy, while one of the nurse anesthetists administered the anesthesia for the hip replacement.


The complaint alleged that Dr. Bernstein failed to provide the standard of care by not supervising the nurse anesthetist (who had 30 years of experience) appropriately. The Board of Physicians agreed, and issued a sweeping reprimand which detailed multiple violations which were based on the ASA Anesthesia Care Team position statement. Maryland does not require (nor does any state) that a physician anesthesiologist provide supervision of nurse anesthetist practice. Despite their findings creating a supervision standard contrary to the Maryland Nurse Practice Act, the Board commented that they did not rely on laws governing nurses to determine the medical standard of care. Had the case been in a courtroom in a malpractice action, the standard of care for supervision might well have been defined very differently. Had the case been before the Board of Nursing, a different conclusion would also have been reached. It all depends on who asks, and who answers the question. Read about the case at the links below.

Maryland Court of Special Appeals Opinion

Hoisted by Your Own Petard

As shown in the Bernstein case an organizations "guidelines", despite not creating a legal standard of care under a state practice act or in a courtroom in a medical or nursing malpractice case, can have far reaching consequences unanticipated  by the organization. Likewise, institutions and departments of anesthesia can create a standard of care local to themselves through poorly thought out and unnecessary policies and regulations which may have been intended to reduce liability. Unfortunately some of these policies actually increase liability for the institution and its providers. In the Bernstein case the hospital had a policy that described the duties of an anesthesiologist:

Whenever a [CRNA] administers anesthesia alone or under the supervision of an Anesthesiologist, the medical responsibility is still that of the Anesthesiologist.
The Anesthesiologist is responsible for:
1. Discussing the patient condition andprescribing a plan for that anesthesia with the [CRNA].
2. Being physically available in the most demanding procedures in this plan.
Specifically those of induction and emergence when indicated.
3. Remaining physically available for diagnosis and treatment of emergencies.
4. Providing any indicated post-anesthesia care.

10.27.06.06(A)(1) (emphasis
added).

 

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